The Securities and Exchange Commission proposed a rule that would update the dollar threshold for a fund to qualify as a “qualify...
CN Editor
February 15, 2024
CIRO PROPOSED INTEGRATED FEE MODEL
ADVISORS FACE NEW U.S. FIDUCIARY REQUIREMENTS
SEC STAFF PUBLISHES NEW REGISTERED FUND STATISTICS REPORT
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS